Worked hand in hand with department heads within the Treasury Services business line to developed and implemented policies and procedures for a new AML/KYC structure. Worked closely with [company name] clients, internal sales representatives and AMLOC to structure, conduct, oversee and complete required periodic reviews of our clients profiles based on risk level of the country and client. Obtain and update needed documents to abide by ever changing corporate and federal regulations. Assisted Management with inquiries from employees, management, internal and external auditors by providing guidance in a timely manner. Closed and moved accounts and profiles as circumstances demanded.
- Appointed project manager for all periodic reviews in Treasury Services for platinum clients due to knowledge and professionalism required to work with these high revenue generating clients.
- Entrusted to be the sole contact to update KYC Leads within the business line on a monthly basis using Excel and Access to obtain updates required.
- Chosen to preform monthly monitoring on high risk clients and accounts to ensure management and compliance are away of unusual activity.