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Investment Officer Resume Samples
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0-5 years of experience
Organize, develop, implement, and direct the fiscal and monetary activities of a 800 unit diversified senior care organization. Partner with the CEO and Board in strategic planning, business plan development, mergers & acquisitions, and financial planning & analysis for an annual budget over $80 million. Responsible for the investment activities of $1.4BB endowment, including development and implementation of a strategic asset-allocation plan, ongoing risk management & analysis, investment recommendations, and oversight of outside asset managers. Manage and coordinate the investment, liquidity, and asset/liability management in order to optimize long term investment performance within the risk appetite of the endowment’s investment policy statement. Monitor investment performance, including compliance and responsibility for any amendment or restructuring requirements. Execute coverage program of targeted alternative investment firms, investment and commercial banks, and other relevant deal sponsors.
- Structured, negotiated and closed a $14 million acquisition of a 120 bed long term care nursing facility.
- Developed and led the RFP process for the evaluation and selection of a new investment advisor. Restructured the management of a $1.4 billion endowment resulting in fee reductions of $5.5MM.
- Re-engineered the procure to pay process and implemented web based software reducing annual supply spend by over $600 thousand while increasing transaction processing volume by over 50%
- Restructured the finance department by implementing controller, finance operations, FP&A and controls functions.
0-5 years of experience
Worked in IFC’s global retail activities for financial markets, which include investments in capital markets, distressed assets, insurance and housing finance.
- Produced and implemented strategic investment, funding and capital markets solutions for financial services corporations with commercial and development objectives.
- Assisted in performing portfolio reviews of committed microfinance transactions, met with clients to discuss their performance.
- Committed Distressed Asset Recovery Plan (DARP) in Tunisia, and ensuring efficient operations.
- Participated in setting up joint ventures with international investors in emerging markets.
0-5 years of experience
- Executed equity, as well as corporate, government and municipal trade orders for over 3,000 accounts, totaling $700 million
- Completed trade rebalancing data and reconciled with the Trust Operations department
- Wrote trade summaries for each buy/sell executed
0-5 years of experience
Analyze transactions details (product, counterparty, pricing, authorization and transactions limits) to make sure it complies with applicable policies, procedures and internal control processes. Correct or cure any exceptions found.
- Prepare proper documentation (OFAC screening and account verification) before approval for opening accounts funds to respective clients.
- Manage wire transfers through MTS web application.
- Process Jumbo non-brokered CD’s through the PYSIS integrated system.
- Prepare all required funding payment instructions using system reports. Reconcile system information with confirmations provided by third parties. Analyze and dispose of any discrepancies found.
0-5 years of experience
Oversees the investment management process for [company name] with an emphasis on asset allocation and investment selection. Responsible for managing, reviewing and analyzing the risk-adjusted performance of investment portfolios relative to benchmarks. Conducts due diligence on investments, completes regulatory investment review requirements, prepares investment presentations, and assists the Wealth & Asset Management Committee (Board of Directors) with the evaluation and development of new strategies consistent with the firm’s core investment strategy. Develops and delivers personalized investment solutions to help clients work toward their long-term financial goals. Provides comprehensive financial planning to include: retirement, estate, investment, and risk management.
- Provide recommendations to the Investment Committee to modify approved investment list which is used to build investment portfolios throughout the organization.
- Utilize MoneyGuidePro financial planning software to conduct a statistical analysis to show clients how different strategies might succeed and why certain recommendations can get them closer to their goals while keeping the focus on long term goals instead of reactive behavior.
- Leverage Morningstar Advisor Workstation to conduct complimentary in-depth portfolio analysis for prospects to identify risk, diversification, and expenses of their existing portfolios compared to our investment offerings.
- Created a new client meeting investment review presentation and recommended changes to existing client statements which were adopted throughout the organization.
- Create marketing material which included writing a six page “Top 10 Questions to Ask Before Working With a Financial Advisor” paper and several radio spots which aired on 610 WTVN throughout 2016.
0-5 years of experience
- Analyzed companies within the financial sector thoroughly for possible allocation of society money.
- Perceptively analyzed 5-7 publicly traded securities per week and discerning value for potential investment.
- Supportively managed 5 sectors in a supervisory capacity to increase sector efficiency.
- Presented 2-3 concise investment ideas to society members weekly.
6-10 years of experience
Outsourced chief investment officer role managing over $1.7 billion with average client investible assets of above $75 million.
- Responsible for overseeing all aspects of the custom investment process for client families, including investment policy formation, strategic asset allocation, investment selection and performance monitoring.
- Building data driven optimization models, performing qualitative due diligence and implementing strategies on all assets including – smart beta investing, liquid alternatives, thematic investing, impact investing, structure products, tax efficient investing, portfolio hedges, hedge funds, real estate, venture capital, and private equity.
- Presenting to clients monthly and quarterly on global economic trends, short term volatility, multiple time horizon investing opportunities and portfolio performance.
- Member of the Investment Strategy Steering, Portfolio Strategy, Manager Selection and Goal Based Planning Committees.
- Attend and present at various industry conferences.
0-5 years of experience
- Disruptive startup merges Investment Advising with apps and website, robo-investing
- Created business/product plans including staffing, budget and cap table for [company name]
- Created traditional and social media marketing calendars
- Designed high-level product architecture and selected internal or hosted systems
- Sought out funding for Angel Investing
- Responsible for investments. Achieved number 1 portfolio in national investment contest
0-5 years of experience
- Expanded management capability to new asset classes including preferred stocks, ETF’s, funds and closed end products.
- Conducted client information and portfolio proposals on wealth preservation, income and municipal bond investing strategies.
- Authored write-ups on strategic and tactical investment topics for current and prospective clients.
0-5 years of experience
- Co-founded a real estate investment platform with a focus on acquiring and operating existing multifamily buildings and drastically reducing fuel, electric and water costs to improve NOI and value.
- Co-sponsored and structured a private lending platform to lend opportunistically to developers in need of short term financing.
- In charge of building and maintaining all of the company’s proprietary valuation models.
- Spearheads the sourcing, underwriting, due diligence and structuring of debt and equity investment opportunities throughout the North-East and the Mid-West, with a target value range of $7-$100MM.
6-10 years of experience
Work closely with senior managements to review, execute, and manage investment programs and strategies
- Provide timely research and performance analysis for investments in ETFs, Mutual Funds, and Hedge Funds
- Coordinate with Treasury, Tax, Legal, and Securities Operations departments to execute various investment programs and serve as key contact for related matters between NYL and other boutiques/third party managers
- Perform qualitative and quantitative reviews on about 40 in-house MainStay mutual funds and passive funds, i.e. detailing investment style/process, portfolio strategy, recent track records, and peer competitive analysis
- Design and produce 1 pager factsheets using Morningstar Direct
- Present to the Corporate Fund Committee on due-diligence research, performance reviews, and market updates
- Design, calculate, and review monthly performance attribution analysis for both the assets and liabilities
- Coordinate with HR and Administrator for monthly asset rebalancing to enhance asset-liability matching
- Actively monitor the hedge effectiveness of assets to liabilities
6-10 years of experience
- Built and managed day to day investment operations of an Open Architecture HNW & Institutional investment advisory practice (i.e. Manager due diligence, portfolio construction, and marketing)
- Actively managed a strategic asset allocation – core/satellite investment process (with tactical overlay)
- Built customized hedging strategies to hedge tail /event risk via put spreads
- Presented and marketed LongVue investment thesis/performance to prospective and existing clients
- Implemented proprietary portfolio optimization methodologies (while emphasizing CaR, non-normality, skewness, kurtosis and the pain index)
- Developed proprietary risk/reward and liquidity premium standards for illiquid investment strategies
- Stress tested portfolios to ensure compliance within risk budget tolerances (risk score ranges)
- Constructed and managed proprietary multi-manager, multi-strategy fund of funds
0-5 years of experience
Co-managed assets held in Trust accounts in excess of $2.3 billion
- Co-managed the Raymond James Trust managed mutual fund portfolio models, which had $500+ million in assets, including $80+ million in the donor-advised charitable endowment fund models
- Worked with Trust Administrators, Financial Advisors, and Beneficiaries regarding investment objectives/strategies, risk management/tolerance, asset classes, asset allocation, and selection of investments in Trust accounts
- Developed comprehensive asset management plans for clients
- Performed annual Reg-9 reviews of Trust accounts
- Participated in monthly Trust Committee meeting to discuss asset allocation and investment performance of Trust accounts due for annual review
- Head investment person for the Charitable Endowment Fund (Donor Advised Funds)
- Co-led project, with the Chief Investment Officer, to implement Investor’sView (FTI), the Reg-9 (investment review) system. Took lead in providing training and internal support for the system.
- Co-led project, with the Chief Investment Officer, to replace performance reporting vendor with First Rate Advisor. Took lead in the implementation and in the training of financial advisors and co-workers on the system.
0-5 years of experience
- Selected as the Authority’s first Chief Investment Officer; tasked with professionalizing the investment process and philosophy and creating an internal investment office that promotes accountability and transparency
- Manage the Authority’s investments across pension, retirement, healthcare, insurance, and operating funds
- Represent the MTA as the public face of the investment office at industry conferences, events, and MTA Board & Committee meetings
- Oversee the investment operations and accounting personnel of the MTA Consolidated Pensions Department
- Liaise and develop strong working ties with internal departments, officials and representatives of New York State and New York City, union officials, and external auditors, actuaries, and consultants
6-10 years of experience
- ACERA has grown to $7.2 billion in the last six years.
- Investment Department oversight, management, guidance and training for investment staff.
- Provide financial analysis, due diligence, ongoing monitoring, compliance and risk management of ACERA investment managers.
0-5 years of experience
- Founded [company name] from an investment thesis I had developed for a differentiated Canadian Commercial Real Estate offering, providing direct, tax efficient access, to the proven stable and unique, U.S. Commercial Real Estate structure known as an Absolute or Bondable Net Lease.
- Developed a full investment model to capture market historic par USD/CAD to structure acquisitions of Net Lease Assets with 15 – 20 years of non-cancellable primary lease term USD cash-flow, guaranteed by Fortune 500 Corporations, the U.S. Government or other credit stable Tenants.
- Secured a strategic and information support relationship with an internationally recognized CEO and an Executive Vice President of one of the largest U.S. Net Lease Brokerages.
- Negotiated agreements with KPMG & Bennett Jones, to serve as Advisors, Auditors and Legal Counsel with all fees deferred and contingent on securing Investment Fund target size.
- Built a “ground up” network of over 80 Canadian HNW individuals, investment banks, institutional and pension executives to pitch the investment thesis and business model.
- Negotiated and secured a key off-market $116M portfolio of charter school and day care assets for our investor’s access.
- Conducted all asset identification, analysis and investment modelling
- Built working relationships with Bankers, Lenders, Brokers and numerous other Net Lease Asset gate keepers
0-5 years of experience
- Elected to lead the 20 Student Investment Branch of the CEE Fund with $120,000 in assets under management
- Work with the team leaders to ensure the investment team creates high quality equity analyses and pitches
- Lead the Portfolio Management Committee in finalizing investment decisions
0-5 years of experience
Provide high touch, personalized service to high net worth clients and small businesses
- Execute trading strategies in client accounts with a diversified investment approach
- Optimize overall financial health of clients through holistic financial planning
- Proficient in utilizing Salesforce to create efficiencies in practice management
0-5 years of experience
- Preparation of monthly equity reports focusing on market indices as a base for analyzing performance of equities.
- Preparation of weekly fixed income report focusing on the treasury market as a base for analyzing interest
- Publishing of end-of-month trading reports and weekly treasury reports on company website and social
- Computation of Year-to-date gains to analyze performance of equities on the Ghana Stock Exchange (GSE).
- Branding and marketing of company product(s).
- Client relationship management.
- Desk studies of the economy of Ghana and the Oil and Gas Sector to inform management of opportunities to introduce tailor-made products to meet sector demands.
6-10 years of experience
- Evaluate capital market offerings identifying liability driven investment (LDI) candidates
- Research relative value investment opportunities for inclusion in capital portfolio
- Perform quantitative analysis ensuring adherence to structured parameters
- Identify distressed credits preventing impairment and loss realization
- Collaborating with Finance Department in financial planning and reporting initiatives
- Develop credit screening procedures enhancing internal asset supervision
0-5 years of experience
- Provide administrative, operational and analytical support to CIO and Two Vice-Presidents; serve as back up for team members
- Responsible for the day-to-day support of the team, providing client servicing and operations assistance coordination, and related service tasks as assigned
- Review client account activity on a daily basis to ensure overall accuracy and proper settlement of transactions
- Responsible for client portfolio rebalancing and executing trades (equities, options, mutual funds)
- Perform account maintenance including money transfer requests, journals, check requests, gifting stocks, account re-registrations, address changes etc.
- Provide customer service to clients by responding to inquiries, conducting research and ensuring the completion of service requests
- Coordinate client meetings and compilation of marketing presentations; manage new account opening and ensure all documentation has been provided
- Complete client related projects as requested by branch and CCO
0-5 years of experience
- Work closely with CIO as a strategic partner to streamline work flow
- Manage procurement, personnel management, information technology, staff travel and review/approve for compliance
- Prepare briefings, memos, policy documents, presentations, meeting minutes
- Identify and develop long-term planning and business plans
- Develop initiatives and special projects, and regularly review and monitor progress
- Represent the CIO at internal and external meetings
- Develop workshops, office retreats and other training sessions to communicate organizational policies to staff.
- Provide advice, guidance and make recommendations to staff and organizations reporting to the CIO
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Investment Officer
Last edited by: Gabriela Barcenas, CPRW, Content Writer II -
Gabriela Barcenas
CPRW, Content Writer IIGabriela is a Certified Professional Resume Writer (CPRW) and career adviser. With 10 years of digital media experience and five years of resume writing expertise, her publication history includes fashion, education, travel, social justice, equitable design and career advice.
