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AML Investigator Resume Samples
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Candidate Info
years in workforce
years at this job
Political Science
AML Investigator
Monitored wire activity for suspicious transactions relating to Money Laundering & Terrorist Financing on the Norkom system.
- Evaluated transactions and customer relationships for money laundering activities and identified red flag issues and escalated within the AML Group.
- Drafted and submitted FinCEN 314(a) requests.
- Trained and supervised new AML investigators.
- Reviewed and analyzed compliance monitoring reports and other related source documents for suspicious and unusual patterns of activity.
- Performed detailed research on suspicious activity and drafted Suspicious Activity Reports when deemed necessary.
Candidate Info
years in workforce
years at this job
Business Administration/management
Master of Arts
Senior Bsa/aml Investigator
Investigated suspicious financial activity that is identified by governmental agencies, such as: ICE, ATF, Secret Service, FBI and IRS
- Made SAR/no SAR decisions after investigating possible suspicious financial activity
- Prepared a detailed narrative report for management on potential risks and opportunities as it relates to AML regulation
- Collaborated with a cross-functional team to obtain information regarding customer financial activity observed during an investigation
- Prepared supporting documentation for specific SARs as requested by various law enforcement agencies via subpoena
- Developed relationships with both internal customers and external customers such as law enforcement in efforts to drive quality and execution of sensitive matters
Candidate Info
years in workforce
year at this job
Industrial And Labor Relations
AML Investigator
Worked as a part of the Business As Usual Team with the responsibility of clearing AML transaction alerts.
- Analyzed alerted transactions related to Correspondent Bank client activity to ascertain whether the activity is suspicious.
- Utilized bank systems, subscription and public databases, and other tools to research clients, counterparties and related entities to the transactions.
- Thoroughly and succinctly documented the research and analysis related to the financial activity.
- Consulted with senior team members and drafted SAR narratives detailing the suspicious activity and transactions of client accounts.
Candidate Info
year in workforce
months at this job
Criminal Justice
Accounting - Forensic Accounting
Bsa/aml Investigator
Conducted internal account/customer investigations to identify potentially suspicious activity and/or AML violations
- Examined cross-border trade for possible illicit financing
- Prepared Suspicious Activity Reports in compliance with established regulatory BSA guidelines and time frames
- Exceeded daily goal of 25 alerts per day
Candidate Info
years in workforce
years at this job
Accounting
Officer, Sr. Bsa/aml Investigator
Identified, analyzed, and reported suspicious transactions in a timely fashion
- Performed detailed investigations, prepared suspicious activity reports and evaluated adequacy and effectiveness of management BSA/AML controls over transactions.
- Prepared written memoranda or investigative reports maintaining adequate documentation and conducting follow up activities to support conclusions
- Lead/assisted with special projects related to AML controls, including reviews of high risk customer groups
- Reviewed all high risk wire activity for all high risk countries
- Trained new hires
- Led a suspicious activity report team that reviewed other investigators' cases, which resulted in a significant reduction in errors
Candidate Info
years in workforce
months at this job
Chemistry
AML Investigator
Conducted periodic internal account/customer reviews to identify potential suspicious activity
- Completed analysis of transactional information to identify risks, trends, and potential suspicious activity related to money laundering, terrorist financing, and other criminal activities
- Prepared Suspicious Activity Reports in compliance with established regulatory guidelines and time frames
- Interfaced with bankers to obtain information related to their client's transaction activity
- Escalated higher level cases to the appropriate LOB's when necessary
- Participated in the development of goals and execution of strategies within the function and team
Candidate Info
years in workforce
months at this job
Bachelor of Science
AML Investigator
- Assisted a large commercial banking system in adhering to stringent Anti-Money Laundering regulations and compliance standards.
- Effectively documented detailed narratives of individual investigations to provide insight and recommendations to management completing over 1,750+ reports.
- Reviewed customer documentation including KYC information to cross-reference with account activity to ensure accurate risk levels have been assigned to the specific accounts held in the customer's name.
- Actively participated in specialized projects including customer look-backs for individuals and companies with continual triggered activity as well as Norkom risk rating evaluations.
- Efficiently utilized investigative commercial databases including Dow Jones, Lexis Nexis and World Check to perform enhanced due diligence.
Candidate Info
years in workforce
year at this job
Business Administration/ Management
AML Investigator
- Performed investigations in response to internal transaction monitoring system referrals or events detailing suspicious activity
- Analyzed transactional and customer records in compliance with the Bank Secrecy Act
- Identified patterns and trends consistent with activity such as money laundering, terrorist financing and fraud and flagged any suspicious activities detected
- Prepared Suspicious Activity Reports
- Assessed customer level of risk to determine if potential legal, regulatory or reputational risks were posed to Wells Fargo and recommended exiting the relationships of those that posed risk
Candidate Info
years in workforce
months at this job
Management & Finance
AML Investigator I and II
Reviewed system generated alerts and perform enhanced due diligence on customers in an effort to prevent the bank from being exploited by money laundering or terrorist financing activities
- Monitored and analyze specific customer transactions and information in a timely manner to determine if unusual account
- Performed in-depth investigations, retain case documentation, and provide analysis of findings
- Wrote SARs in accordance with regulations and time limitations as a result of unusual activity
Candidate Info
years in workforce
months at this job
Business Management
Bsa/aml Investigator
Performed account analysis and KYC compliance of all Private Bank accounts to determine and assign risk levels
- Performed quality control and analysis of client records
- Reviewed bank statements and transaction details
- Identified missing CIP information for existing clients
Candidate Info
years in workforce
months at this job
Criminal Justice
Bsa/aml Investigator- Compliance Analyst06
- Responsible for investigation of moderately complex money laundering schemes.
- Conducted interviews, collected data, compiled documentation and evidence.
- Maintained accurate notes, developed initial and ongoing reports of investigations, and completed accurate and timely Suspicious Activities Reports (SAR).
- Performed moderately complex investigations and protected the Bank from known or suspected internal or external criminal activities.
- Primarily focused on money laundering fraud schemes, structuring, and illegal money service businesses.
- Prepared comprehensive reports of investigation. Referred cases to criminal prosecution where appropriate.
Candidate Info
years in workforce
years at this job
Political Science
Personal Banker/ Bsa/aml Investigator
- Prepared Currency Transaction Reports (CTRs) for [company name]
- Investigated suspicious activity for [company name] as well as preparing the Suspicious Activity Reports (SARs) to the Financial Crimes Enforcement Network (FINCEN)
- Created and updated existing policies regarding Bank Secrecy/ Anti-money Laundering for the bank
- Conducted limited investigation on new accounts and risk rate them based on the risk they pose to the bank and perform Enhanced Due Diligence on the customer
- Provided customers a courtesy call updating them on the latest products and rates that the bank offered
- Opened accounts (Checking, Savings, Certificates of Deposit) for customers in multiple states
- Navigated banking databases to assist customers through various problems
Candidate Info
years in workforce
years at this job
Criminal Justice
Bsa/aml Investigator
Conducted investigations in a timely manner.
- Made SAR or No SAR decisions and documented the reasons with supporting documentation.
- Wrote SAR's and Internal Memos.
- Trained new employees.
AML Investigator Resume Success Stories
