Stock Broker Resume Samples - Page 3

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Stock Brokers are responsible for managing investments for their clients. Typical work functions highlighted on a Stock Broker example resume are handling multiple investment portfolios, developing investment strategies, providing financial advice, informing clients on the status of their investments, researching financial markets, and finding new clients. Those looking to work as Stock Brokers should demonstrate throughout their resumes business acumen, analytical thinking, strong math and computer skills, teamwork, self-motivation, decision-making, and a trustworthy attitude. Most eligible candidates hold a Bachelor’s Degree in finance and are also trained in sales, management, and computers.

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21

Stock Broker

  • Act a key supporting role to the company's high network client desk by providing exceptional customer service in a professional manner
  • Develop relationships with the company's most valuable clients to provide a more personalized brokerage experience
  • Execute equity, complex option, ETF, and mutual fund trades over the phone
  • Enforce industry margin rules by contacting account holders that have assumed improper stock positions via option assignment/exercise
  • Educate clients on the mechanics of the markets, industry rules and regulations, tax investment laws, order entry, account types and the rules associated with each, margin requirements, buying power, and calculating gains/losses
  • Provide clients with stock quotes, news, and company reorganization information
  • Follow up on leads from potential high-volume customers and negotiate commission rates
Candidate Info
8
years in
workforce
6
years
at this job
BBA
Finance And International Business
British Business And Culture
22

Stock Broker/ Financial Advisor

Business to business sales

  • Series 7 Licensed
  • Series 63 Licensed
  • Series 6 Licensed
  • Louisiana Life and Health Insurance License
Candidate Info
5
years in
workforce
2
years
at this job
Finance
Finance
23

Stock Broker

  • Maintained individual accounts in the small capitalization market
  • Allocated initial public offering stock to preferred clients
  • Opened new accounts by cold calling
Candidate Info
3
years in
workforce
9
months
at this job
BS
Business
24

Stock Broker / Trader

  • Provide excellent customer service in a professional manner.
  • Establish and maintain new accounts.
  • Execute trades for customers (walk-in and over the phone).
  • Ensure all phone conversations with customers are recorded.
  • Provide stock quotes and news to customers.
  • Follow up on pending ACATS transfers.
Candidate Info
2
years in
workforce
2
years
at this job
25

Stock Broker

  • Provide stock quotes and news to customers
  • Work with margin accounts and give buying power
  • Answer technical questions, educate customer as to the workings of the market
Candidate Info
12
years in
workforce
5
years
at this job
MA
Accounting
MA
Finance
26

Assistant Stock Broker

  • Processing stock trades
  • Taking stock orders
  • Answering questions and reviewing account information for clients
  • Large fund transfers
  • Problem solving
  • Technical support for the MSSB website
Candidate Info
18
years in
workforce
7
years
at this job
Business/accounting

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