Stock Broker Resume Samples - Page 2

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Stock Brokers are responsible for managing investments for their clients. Typical work functions highlighted on a Stock Broker example resume are handling multiple investment portfolios, developing investment strategies, providing financial advice, informing clients on the status of their investments, researching financial markets, and finding new clients. Those looking to work as Stock Brokers should demonstrate throughout their resumes business acumen, analytical thinking, strong math and computer skills, teamwork, self-motivation, decision-making, and a trustworthy attitude. Most eligible candidates hold a Bachelor’s Degree in finance and are also trained in sales, management, and computers.

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11

Stock Broker

  • Developed excellent communication skills over the phone
  • Provided account management and updated information to clients
  • Prepared monthly account statements for company president
  • Kept a well-organized work space in order to maximize daily output
Candidate Info
3
years in
workforce
11
months
at this job
BA
Business Management
12

Stock Broker

  • Responsible for making calls to over 700 potential investors daily
  • Educated potential customers to the workings of the markets
  • Worked closely with clients in order to retain their business
  • Purchased and sold securities for retail clients
  • Developed investment plans based on the needs of specific clients
  • Researched and analyzed the current financial markets on a daily basis, to determine the best financial product for each client
Candidate Info
7
years in
workforce
1
year
at this job
BS
Finance
13

Stock Broker

  • Worked independently in developing a strong client base and establishing long term relationships
  • Conducted extensive cold calling to establish clientele
  • Interacted with high level business professionals on a daily basis
  • Assessed financial needs, investing goals and suitability for prospective customers
  • Worked closely with clients to develop customized solutions that meet long-term financial goals and objectives
  • Gained comprehensive knowledge of financial sales procedures, products and market regulations
  • Resolved client inquiries and complaints about financial products and situations
  • Acquired Series 7 and Series 63 licenses
Candidate Info
1
year in
workforce
7
months
at this job
BS
Environmental And Business Economics
14

Administrative Assistant/stock Broker Trainee

Provided secretarial support to Brokers and other staff

  • Prepared stock reports and analysis
  • Solicited new accounts via cold calling and presentation techniques
  • Produced leads resulting in new brokerage accounts
  • Arranged travel and itineraries and maintained calendars
Candidate Info
1
month in
workforce
1
month
at this job
15

Senior Stock Broker

Handled inbound client calls

  • Responded to client inquiries and provided excellent service
  • Followed Patriot Act guidelines for client documentation and identification
  • Possess the ability to excel in a team environment
  • Call center duties
  • Mediator between clients and financial advisor
  • Maintained a clean U-4 for 18 + years
Candidate Info
6
years in
workforce
6
years
at this job
BS
Business
MBA
Master of Business Administration
16

Stock Broker/financial Representative

  • Series 7 & 63 License
  • Customer orientated broker proficient in making trades via phone
  • Ability to multi-task and manage demanding situations
  • Met and exceeded sales goals quarterly
  • Assisted clients with opening new accounts, website navigation and placing trades online
  • Educated customers on the market and identified financial goals
  • Expertise in financial and stock market trading business
Candidate Info
6
years in
workforce
2
years
at this job
BS
Food & Nutrition
17

Stock Broker

Completed sales order tickets and submit for processing

  • Recorded transactions accurately
  • Developed financial plan
  • Reviewed securities transactions
  • Reviewed financial periodicals, stock and bond reports, business publications, or other
Candidate Info
6
years in
workforce
6
years
at this job
HS
High School Diploma
AS
Mathematics
18

Stock Broker

Advise clients on various investments suitable to current and future needs

  • Review and understand company financial statements
  • Grow customer relationships by adding value pertinent to each client's personal financial needs
  • Research and resolve account issues for banking, retirement, trust, and individual investment accounts
  • Help clients understand cost basis and other pertinent tax regulations
Candidate Info
2
years in
workforce
2
years
at this job
AS
Business Management
BA
Accounting
19

Stock Broker

Research information about the market in domestic or foreign equities, securities and government stocks

  • Provide appropriate advice to private clients, by phone, direct contact or internet
  • Buy or sell securities for clients
  • Monitor transactions related to a client's investment
  • Manage and review financial reports and perform other similar tasks
Candidate Info
5
years in
workforce
2
years
at this job
BS
Management
20

Stock Broker

  • Educate new hires, interns and sales assistants to ensure they are providing the best experience to our clients
  • Recruit potential Brokers to expand our business excellence
  • Provide exceptional investment advice based on current market trends and fluctuations
  • Manage client investments based on their objectives and their risk tolerance
  • Receive and address emails and calls regarding client accounts and related investment inquiries
Candidate Info
10
years in
workforce
1
year
at this job

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