Registered Representative Resume Examples

Registered Representatives work in the financial field and are responsible for selling products and services to clients. Essential job duties highlighted on a Registered Representative resume sample are researching market conditions, liaising with potential clients, implementing advertising campaigns, cultivating personal contacts, and creating investment plans. Most resumes in the field focus on skills like financial expertise, analytical thinking, attention to details, persuasion, good math skills, being able to handle complex information, and computer proficiency. Education requirements include a degree in finance or economics.

Not exactly what you are looking for? Check our complete library of over 1000+ sample resumes

Rate This Template:

Featured in:

Find out what is the best resume for you in our Ultimate Resume Format Guide.

Registered Representative Resume Samples

No results found

Candidate Info

11

years in workforce

2

years at this job

BS

Business Administration

Registered Representative

Accurately execute and confirm unsolicited trade orders, securities and account transactions

Directed a team of 5 full-time employees to review and conduct audits of high risk transactions due to client activity to ensure the safety and security of each participant
Establish strong client relationships by exceeding client expectations and following through on customer service commitments by setting up instructions for processing outgoing check requests, and wiring all other client distribution needs
Led my department in all aspects of phone handling including talk time, hold time and utilization with customers and clients

Candidate Info

3

years in workforce

3

years at this job

BA

Economics

Statistics

Registered Representative/financial Advisor

Profiled and analyzed investment products to develop customized financial strategies for clients' financial needs.
Generated new clients using a personal, face-to-face approach that built trust and emphasized personal service to the individual investor.
Identified clients and prospective clients in need of investment guidance and then recommended investment solutions appropriate for each individual.
Formulated asset allocation strategies and developed proprietary investment models for client portfolios.
Researched and developed financial plans customized for prospective and current clients.
Developed client relationships, coordinated and presented portfolio reviews with prospective/ current clients.
Implemented portfolio plans, actively monitored market conditions, and made recommendations to clients pertaining to financial planning.

Candidate Info

3

years in workforce

9

months at this job

HS

High School Diploma

BA

Finance And Business Administration

Registered Representative

Network with many professionals to create prospects for business
Develop relationships in targeted markets
Meet with prospects to determine financial needs and goals
Create strategies and recommendations to help prospects reach goals
Collaborate with unit to achieve team goals for the year
Assist other agents/advisors with prospecting for new clients

Candidate Info

53

years in workforce

2

years at this job

BS

Finance

Financial Services/registered Representative/agent

Sell financial service products and programs such as life insurance, mutual funds, annuities, long term care, and College funding products.
Employer benefit plans that include 401(k), group term insurance and disability insurance.
Review client's portfolios and policies assessing for changes in objectives and risk tolerance.
Prospect for new clients.
Assess individual needs and prepare quotes.
Established strategic partnerships with accountants and estate attorneys.

Load More

More Registered Representative
Resumes

Registered Representative Resume Success Stories

More Jobhero Resources

^*The names and logos of the companies referred to above are all trademarks of their respective holders. Unless specifically stated otherwise, such references are not intended to imply any affiliation or association with JobHero.