Assistant Vice President & Chief Compliance Officer; Chief Privacy and Risk Officer
Supervised direct reports in managing the corporate compliance program, including oversight of foreign subsidiaries and independent producers, for this $4 billion life and annuity insurance company. Monitored legislative and regulatory compliance developments, and testified before regulatory and legislative bodies.
- Collaborated with sales and marketing departments and other business units to address indications of improper sales practices and market conduct violations.
- While serving as Chief Compliance Officer, also served as the company's Chief Privacy and Risk Officer for one year. Led the development and implementation of group enterprise risk initiatives.
- Recipient of the "People's Choice Award for Professionalism" for the highest ethical performance.