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Registered Sales Assistant Resume Examples

Registered Sales Assistants assist a company’s customers with investment decision-making. Main job responsibilities highlighted on a Registered Sales Assistant example resume are providing support to brokers, coordinating presentations, doing paperwork, offering customer service, conducting research, and solving account problems. Most resumes in the field make display of the following job qualifications: investment expertise, sales abilities, persuasion, research skills, recordkeeping, and computer proficiency. Financial training represents an advantage for those who want to become Registered Sales Assistants.

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Registered Sales Assistant Resume Samples

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Candidate Info

4

years in workforce

10

months at this job

BA

English Literature & Finance

MA

English Literature

Registered Sales Assistant

Facilitated business growth through completing and submitting new and established business paperwork, processing money movement and trades, maintaining advisors' calendars, and preparing documents for client meetings.
Assisted clients with account inquiries and general requests while providing excellent and professional service.
Managed life and health insurance businesses for two top producing financial advisors.
Proofread and submitted life insurance applications and followed through on approvals in a timely manner.
Scheduled paramedical exams for clients and followed up on results.

Candidate Info

26

years in workforce

9

years at this job

Registered Sales Assistant

Supported up to four financial advisors at the Fort Collins office
Limited travel to Reno, NV to help establish second office
Monitored and evaluated Colorado financial education seminars

Candidate Info

8

years in workforce

6

years at this job

BS

Criminal Justice

MA

Behavior Analysis

MA

Business Administration

Registered Sales Assistant

Establish and maintain new accounts by filing required paperwork with the Compliance department.
Provide superior customer service by responding directly to client inquiries and performing necessary account research and analysis, enhancing customer relationship with firm.
Oversee the cashiering aspect of operations at the firm. Process incoming checks properly into client accounts. Prepare outgoing client checks to directly held accounts at different mutual fund companies. Prepare the daily blotter as required by Compliance regulations.
Researched and prepared registered stock certificates for receipt into client's account to be held in street name at Raymond James.
Ensure that all office procedures comply with State, Federal and FINRA guidelines.

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