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Securities Analyst Resume Samples
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Candidate Info
9
months in workforce
3
months at this job
BA
Financial Engineering
MA
Quantitative Finance
Securities Analyst Assistant
- Conducted research on stock option pricing in Chinese Equity Market; collected and cleaned daily historical stock data for past 2 years
- Performed Macroeconomic variable analysis such as GDP and HPI, to estimate correlation between MEVs and Specific industry sector
- Conducted thematic research on the Electronic information sector, collaborated with equity research teams as well as corporate management to gather granular industry data, gained insights into industry trends, market dynamics, and individual companies’ competitive positions.
- Applied GARCH to model the stock price volatilities and calibrated model parameters with historical data
- Priced stock options with GARCH model and Monte-Carlo simulation method; reduced average tracking difference of theoretic option price by 23% compared with historical volatility model
- In charge of a weekly publication that provided comparative valuation metrics, ownership positions, short interest indicator, and insider trading summary for the multi-industrial stocks
Candidate Info
1
year in workforce
5
months at this job
HS
High School Diploma
BS
Economics
Securities Analyst
- Temporary assignment at Wells Fargo
- Responsible for processing reconciliations of mortgage backed securities
- Maintained existing relationships with servicers and communicated directly with them to effectively complete reconciliations in an expeditious manner
- Retrieved and congregated data from various types of propriety Wells Fargo software
- Enhanced my knowledge of Microsoft Excel, regularly utilizing macros and functions such as VLOOKUP's
- Developed multi-tasking skills by balancing and prioritizing work load meeting my established staggered deadlines
Candidate Info
8
years in workforce
3
years at this job
BA
Business Administration Concentrated
Securities Analyst
- Post security transactions such as purchases, sales, conversions, redemptions, or payments and GL entries.
- Composed effective reports Cash Status, Cash Recon and Daily Cash Summary summarizing daily trading activity.
- Analyzed departmental documents for appropriate distribution and filing.
- Assisted various business groups with document organization during acquisitions.
- Served as the direct connect with brokers in regards to settled and failing trades.
- Initiated daily net settlement wire with Bank of New York $50 million and above.
Candidate Info
5
years in workforce
1
year at this job
BS
Business Administration
Municipal Securities Analyst
- Maintain municipal housing database of more than 7,500 indentures by adding new single and multi-family housing indentures and updating reported amounts and collateral to provide accurate and timely bond information.
- Reviewed documentation of 800 muni bonds to determine the appropriate credit enhancements of each in order to provide clients with additional insight and precision in evaluating bonds.
- Analyze over 2,000 escrow agreements and documents in order to update collateral.
- Verified and updated over 1,500 conditional redemptions of muni bonds through contact with paying agents and trustees.
- Worked on various projects covering secondarily insured bonds, bond purposes, and DTC in order to validate data for several benchmark indices.
Candidate Info
9
years in workforce
2
years at this job
BBA
Finance
MBA
Master of Business Administration
Senior Securities Analyst
- Responsible for over $3 billion worth of Collateralized Loan Obligations (CLOs) that are accounted for and disseminated via daily reports
- Perform monthly and quarterly Collateral Compliance Tests in accordance with series deal documents and department procedures to ensure reporting to investors remain in compliance with requirements
- Research and interpret legal documents such as Indentures and Collateral Manager Agreements for asset and liability payments
- Train and mentor incoming analysts; Review work completed by junior analysts
Candidate Info
4
years in workforce
3
years at this job
BS
Business
Senior Financial Securities Analyst
- Conduct detailed analysis, calculations, and reconciliation on a variety of residential mortgage backed bond structures and models to ensure payments are accurately reported and disbursed.
- Manage high risk processes and projects including deal terminations, certificate exchanges, and a manual portfolio of over 200 deals.
- Ensure compliance of contractual obligations through clarification of complex legal documents.
- Process invoices, insurance claims/reimbursements, and internal/external wire transfers.
- Maintain [company name] internal and external relationships through clear communication and superior customer service.
- Create and update standard operating procedures for extensive manual deal and task processes.
- Host trainings to educate junior level staff on bond structures and processes.
Candidate Info
8
years in workforce
5
months at this job
BBA
Finance, Economics
Securities Analyst and Trustee
- Design a hold/sell report for a security in a $3.5 million portfolio
- Persuade a board to buy securities utilizing financial valuation techniques
- Employ Morningstar Direct, Thomson Reuter’s Eikon, and a Bloomberg Terminal to analyze equities and the current economic climate
- Actively participate in trustee meetings and vote to buy, sell, or hold securities
Candidate Info
10
years in workforce
10
months at this job
BS
Sports Management
Securities Analyst
- Ensure the data and valuation integrity of all asset information
- Research asset information on Bloomberg and FTS.
- Communicate with data and valuation vendors, brokers, etc. to obtain information regarding assets
- Review new asset information, applying knowledge of various security types to interpret and record the security on the asset file
Candidate Info
3
years in workforce
1
year at this job
BA
Economics, Psychology (double Major)
Securities Analyst
- Develop SQL queries to automate manual bond processing tasks
- Construct production-quality data analysis and automation tools to increase controls and team productivity
- Create, manage, and update mortgage-backed security models in massive Excel workbooks
- Perform complex financial calculations related to structured-financial products
- Analyze and interpret INTEX modeling code to ensure accurate payment allocation
- Identify opportunities for business process improvement and develop actionable solutions
- Project Lead on a successful effort to automate an insurance claim modeling and reporting process (SQL, VBA, Excel)
Candidate Info
6
years in workforce
10
months at this job
MA
Finance
MA
Commerce
Cfa Market Research Challenge
Securities Analyst
- Read through contract for cash movement of asset back securities and understand the service level agreement and deliverables behind it
- Process and reconcile complex payments related to loan or security transactions or payments
- Processing and transmitting money movements associated with loan funding's or security payments
- Reconcile daily cash movement to system or bank activity
- Review adherence to established controls and procedures
- Modified Tax character code in deals.
- Monitoring of pooled loans to determine non-compliance
- Assisting reverse engineering consultants in enhancing securities workbook.
Candidate Info
24
years in workforce
5
years at this job
C
Certificate
Accounting
Securities Analyst
- Responsible for reconciliation of COD/COR accounts
- Monitor the Cash trade scan to determine if trade is good to be booked.
- Report reclaims and trade differences to various groups
- Monitor the Reject Report for COD/COR to reduce breaks for the next day
- Answered email and telephone inquires
- Knowledge of CNS breaks
- Created spread sheet to report money differences
- Trained new employees.
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