Investment Specialist Resume Samples

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Investment Specialists provide support to businesses by accomplishing their investment goals. Essential job duties listed on an Investment Specialist example resume are collecting investment information, complying with company guidelines, identifying customer investment needs, developing referrals, and maintaining customer relationships. Those interested in an Investment Specialist career should mention in their resumes skills such as financial expertise, business acumen, customer service training, networking, knowledge of market trends, and being results-driven. College education is required, with training in business, finance, and customer service.

1

Investment Specialist

  • Enhanced and repaired front office relationships by introducing control checks for reconciling positions and cash journals across several portfolios to reflect accurate accounting in firm’s books and records.
  • Slashed processing time by 50% by implementing VBA macros and formula spreadsheets to overhaul monthly revenue and pricing reports
  • Provided testing and logic recommendations for new accounting system integration
  • Found unique ways to derived value for various outlier securities by leveraging I-Curve and Cash Flow models to assist in tracking monthly portfolio performance.
  • Streamlined private equity monthly reporting by combining 5 data extracts into one central master data file.
Candidate Info
15
years in
workforce
3
years
at this job
BA
Economics
MA
Business Administration
2

Brokerage Investment Specialist

Leveraged client touch-points to build trust, translate client interests into actions, drive growth, promote corporate initiatives and build lasting rapport

  • Created innovative solutions for clients to solve current and concealed problems by leveraging back-end tools and navigating multiple front-end systems
  • Partnered with the Business Results Initiative team to assist in analyzing and extrapolating employee business metric data to optimize business processes
  • Utilized proprietary CRM tools to analyze risk/return probability and tax efficiency of client accounts
  • Promoted and enrolled prospective clients in company's advisory services through pilot program to drive revenue growth
  • Selected as Subject Matter Expert for CRM software used to support sales team
  • Constructed Excel reports of monthly employee business metric data and presented findings to senior management via PowerPoint to improve techniques and distribution of reporting data
  • Supplied requested information to clients via interfacing between multiple front-office and back-office database programs and applications
Candidate Info
4
years in
workforce
2
years
at this job
Finance, Entrepreneurship
3

Sales Manager - Investment Specialist

  • Trained and managed new agents to evaluate and underwrite prospective investment properties
  • Analyzed hundreds of investment transactions for a REIT to ensure highest ROI, closing more than 500 transactions in 2014 & 2015
  • Recognized as one of Houston's top producing teams in 2014 for closing 321 transactions
  • Developed relationships with property management companies, real estate investors and attended networking functions in order to create the relationships necessary to maximize the number of properties acquired
  • Created a database of neighborhoods that give the highest yields on investments, allowing agents to focus efforts on areas with the highest closing rate for our investors
  • Assisted in the creation of an algorithm to pull data from various databases to evaluate investments, increasing our evaluation process from dozens per day to over a 1,000 per day
  • Created pro-formas in Microsoft Excel for investors to raise equity for developments, outside developers and current portfolio investors to use to help them obtain conventional and non-conventional financing
Candidate Info
13
years in
workforce
4
years
at this job
BA
Recreation Administration
MA
Business Administration
4

Investment Specialist

Analyzed client portfolios and made recommendations to Portfolio Managers regarding Trust Accounts.

  • Researched various investments using several investment tools such as Bloomberg, Baseline, and Firstcall.
  • Prepared client presentations, investment proposals, and reviews.
  • Assisted in training of new Investment Specialists.
  • Balanced customers Trust Accounts and Fund Positions for both Proprietary and Non-Proprietary Mutual Funds.
  • Supervised staff on the daily trade verification process for our client's accounts.
  • Received and processed loan requests and other daily transactions for Retirement Plan Accounts.
  • Made necessary adjustments to trades and submitted information to Fund Companies.
Candidate Info
5
years in
workforce
5
years
at this job
BBA
Management & Labor Relations
5

Investment Specialist-consultant

  • Gained proficiency of the team responsibilities in less than 6 months for daily reconciliation tasks, price valuation, weekly reporting, new account set up for high net worth accounts. Created and updated policy and procedures.
  • Created monthly reporting of work volumes for monthly management reporting in Excel and PowerPoint utilized by Senor Management within four months of joining department.
  • Provided excellent customer service to internal and external clients. Traded high net worth accounts for USAA IMCO Portfolio Management by submitting trades for timely execution. Monitored control reports, daily trading, system maintenance and trade blocks for potential violations to mitigate risk to the client and firm.
  • Established collaborative relationship with Equity and Fixed Income Portfolio Management.
Candidate Info
15
years in
workforce
2
years
at this job
BFA
Theatre
6

Registered Investment Specialist

Provide clients with quality customer service, field general account inquiries, and research and resolve client requests.

  • Top performer across department for securing new asset referrals, opening new accounts, and client satisfaction.
  • Execute and confirm trade orders as well as a variety of securities and account transactions in timely manner.
  • Work closely with customer to determine their needs and objectives while positioning solutions accordingly; and apply key principles appropriate to each client's needs.
  • Establish and continue to strengthen client relationships, uncover additional needs, and refer clients to partner businesses.
  • Stay current on changes in financial markets and regulations; provide clients with up-to-date knowledge on Merrill Edge products, policies, and services.
Candidate Info
4
years in
workforce
8
months
at this job
BS
Business Studies Concentration
7

Investment Specialist

  • Generated and updated positions, gain loss and other ad hoc reports according to the needs of portfolio managers and management
  • Tracked portfolio performance and allocations to organize composite to meet Global Investment Performance Standards
  • Updated and maintained internal security asset information database
Candidate Info
2
years in
workforce
2
years
at this job
BS
Finance
8

Investment Specialist

  • Responsible for assisting clients with their account and trading needs
  • Provide in-depth knowledge and service on the trading platform, research, and enterprise offerings
  • Quickly solve each clients' unique problems through research, creativity, and working with teammates
  • Managed improvement and maintenance projects while keeping to strict deadlines
  • Worked closely with other teams and communicated with them clearly to ensure that all projects were completed successfully and promptly
Candidate Info
2
years in
workforce
1
year
at this job
BA
Economics
9

Investment Specialist

  • Managed over 127 million dollars bond assets including treasure bonds, corporate bonds and financial bonds.
  • Managed over 16 million dollars real estate assets with over 10% annual rate of return.
  • Monitored and understood financial market condition to gauge investment opportunities based on company's short-term and long-term risk profile.
  • Performed financial modeling analysis to detect various investment outcomes.
Candidate Info
2
years in
workforce
1
year
at this job
BS
International Business And Finance
Exchange Program
10

Senior Investment Specialist

Analyzed and researched competitor mutual funds and compared to Principal Funds' offerings for our sales, marketing, and relationship management groups

  • Utilized investment and research software such as Morningstar Direct, Zephyr StyleADVISOR, Lipper, and Ned Davis Research during analysis
  • Interacted with due diligence team, analysts and portfolio managers to gain insight into investment process, current positioning and performance attribution
  • Provided training to distribution force on all Principal Funds investment strategies
  • Completed request for proposals (RFPs) for outside firms expressing interest in investment strategies offered by Principal Funds
Candidate Info
7
years in
workforce
5
years
at this job
BA
Finance
MBA
Finance

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