Financial Advisor Trainee Resume Samples

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Financial Adviser Trainees build their clientele and prepare for obtaining professional license. Typical activities included in a Financial Adviser Trainee resume sample are identifying potential clients, developing marketing strategies, maintaining relationships with clients, preparing and sustaining presentations, and developing investment strategies. Skills such as knowledge of financial products, networking, analytical thinking, problem-solving, and computer operation are often seen on Financial Adviser Trainee resumes. A Bachelor’s Degree is required for this position. Candidates are trained in finance or accounting.

1

Financial Advisor Trainee

Generated over 350 quality leads in seven weeks through making face-to-face contacts and relationship building

  • Did basic mutual fund, stock, and bond presentations to new prospects and existing clients
  • Passed the Illinois Life & Health Insurance Exams and completed in-house annuity and compliance training
  • Identified over $1 million in money dues from new prospects and created suitable investment proposals
  • Obtained the FINRA Series 7 General Securities Representative License
  • Obtained the NASAA Series 66 Uniform Combined State Law License
Candidate Info
9
years in
workforce
6
months
at this job
BS
Finance
MBA
Behavioral Finance, Entrepreneurship
2

Financial Advisor Trainee/wealth Management

Performed detailed financial goal analysis to determine best retirement option

  • Proposed and implemented creative solutions that met client's needs
  • Acquired over $ 500k in assets over a 7-month training period
  • Built relationships with high-net-worth individuals whose collective assets were in excess of $500M
Candidate Info
10
years in
workforce
2
years
at this job
C
Business Analysis
BA
English, Fine Arts
MPA
Master of Public Administration
3

Financial Advisor Trainee

Completed training rotation program in Operation, Wealth Management and Personal & Corporation Finance

  • Participated in the investment evaluation procedures with VIP clients, initiated corporation evaluation reports
  • Trained to handle cash receipts, bank settlements, bank reconciliations and ratio & debt covenant analysis
  • Made cold calls to CEOs/CFOs of small/medium companies with a 17% successful rate, arranged weekly business
Candidate Info
8
months in
workforce
3
months
at this job
BA
Finance
MS
Finance
4

Financial Advisor Trainee

  • Quickly learned to deal with successful business owners as clients, leading to an understanding of the demands of today's business world
  • Generated new leads at rate 60% above average by recommending products in line with customers' investment plans
  • Maintained a daily correspondence with upper management, presenting them with quality leads that led to new accounts
Candidate Info
5
years in
workforce
7
months
at this job
BA
Economics
5

Financial Advisor Trainee

  • Participated in weekly marketing classes to gain insight into lead generation, networking, and the best practices needed to build a successful advisory business.
  • Generated a variety of marketing ideas and successfully recruited local restaurants to partner with on lead generation as part of marketing plan, building a larger number of relationships compared to the average trainee.
  • Obtained a 90 on the NASD Series 7 exam, higher than the national average of 73 or the passing score of 71.
Candidate Info
5
months in
workforce
5
months
at this job
BS
Packaging
MA
Secondary English
MA
Investment Management & Corporate Finance
6

Financial Advisor Trainee

  • Identified client's objectives through a personal financial assessment and presentation
  • Created and evaluated individual financial profiles for proper consulting
  • Developed individualized strategies and implementations based on personal financial assessment
  • Reviewed and maintained the plans on a regular basis
  • Studied and earned Series 7, 63, and Michigan Life and Accident and Health Insurance Licenses
Candidate Info
4
months in
workforce
4
months
at this job
HS
High School Diploma
BBA
Finance
7

Financial Advisor Trainee

Mentored by advisor with $78 MM AUM

  • Provided research and assisted with daily operations
  • Participated in client portfolio reviews and meetings
  • Mentored by advisor with $78 MM AUM
  • Provided research and assisted with daily operations
  • Participated in client portfolio reviews and meetings
Candidate Info
4
years in
workforce
1
year
at this job
Detroit
History
8

Financial Advisor Trainee

  • Identified and set appointments with potential clients
  • Meet with clients to assess their financial needs
  • Developed customized financial plans to address each client's outlined goals
  • Maintain strong relationships with clients, helping them to track their progress
  • Conducted presentations on financial education
Candidate Info
9
years in
workforce
9
months
at this job
HS
High School Diploma
9

Financial Advisor Trainee

Series 7 licensed. Possess a strong knowledge of stocks, bonds, options, limited partnerships, Mutual Funds, and ETF's.

  • Worked with an established Financial Advisor Team learning product benefits and relationship management.
  • Knowledge of securities markets and laws, including Blue Sky laws, the Securities Act of 1933, the Securities and Exchange Act of 1934, as well as the Investment Company Act of 1940.
  • Trained on using Morningstar and Bond Desk for researching and analyzing securities.
  • Attended a week-long training session on presentation skills with Wells Fargo University
Candidate Info
8
months in
workforce
5
months
at this job
BS
Business Administration
10

Financial Advisor Trainee

Developed strategic and trusted long term client relationships, by improving the overall financial position of my clients.

  • Developed marketing strategies to target specific market segments, which resulted in a 35% increase in client acquisition.
  • Developed Life Insurance, Investment, Retirement, Estate plans to assist individual clients to achieve financial goal in these areas.
  • Perform face-to-face financial analysis with potential clients to understand their financial position and uncover selling opportunities.
  • Developed Executive benefit, Business Succession plans for my business clients.
Candidate Info
8
years in
workforce
2
years
at this job
Law

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