Regulatory Compliance Specialist Resume Samples

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Regulatory Compliance Specialists make sure their clients or employers adhere to industry-specific rules. These professionals determine company responsibilities, report to business managers, make sure ethics laws are not violated, develop compliance training programs, and contribute to a stronger regulatory environment. Resume samples in the field focus on skills such as knowledge of industry regulations, integrity, an investigative nature, computer competences, and teamwork. The ideal candidate should make display of a Master’s Degree in business administration and finance training in his or her resume.

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1

Data Reporting & Regulatory Compliance Specialist

  • Workers Compensation policy data submissions, researched and resolved all data grade errors and transaction rejections for quality assurance.
  • Developed data validation tool to improve quality and production time for policy data submissions; ensuring compliance with NCCI (National Council on Compensation Insurance) States and independent State bureau guidelines.
  • Processed TPA (Third Party Administrators) policy claims data files and provided validation reports to the TPA and carrier groups for data corrections.
  • Reconciled and prepared quarterly earned interest reports providing an Inception-to-date listing of all book of business, showing the most recent transaction for each policy at a class code level including a calculated Earned %.
  • Comparison Analysis and research on any policy premium amount discrepancy.
Candidate Info
9
years in
workforce
1
year
at this job
2

Senior Regulatory Compliance Specialist

  • Strong understanding of current regulations affecting medical device manufacturing companies.
  • Advanced knowledge of the use and adverse events related to medical device products marketed for hip and knee replace- ment.
  • Responsible for reviewing domestic and global responses to official customer inquiries and correspondence with government
  • Developed internal controls and policies designed to ensure that all compliance needs are met.
  • Work closely with department managers to review all departmental policies for compliance issues.
  • Participated in BSI audits resulting in favorable results for the manufacturer.
  • Advanced computer database and Microsoft Office software skills
Candidate Info
20
years in
workforce
2
years
at this job
BS
Business Management
3

Sr. Quality/regulatory Compliance Specialist

  • Acting as Quality/Regulatory liaison between manufacturing and Vendor Quality Assurance departments
  • Regular review of technical documents used to support investigation root cause or product impact
  • Release implantable medical device clinical products
  • Increase the compliance profile by identifying gaps within processes and procedure statements to ensure they align to current Quality standards
  • Vast knowledge in the ability to read and interpret regulations
Candidate Info
12
years in
workforce
1
year
at this job
4

Regulatory Compliance Specialist

Zimmer

  • Responsible for the creation and maintenance of all product labeling.
  • Knowledge of US and International government regulations for medical devices.
  • Product knowledge.
Candidate Info
24
years in
workforce
8
years
at this job
Business Management
5

Environmental & Regulatory Compliance Specialist

  • Provides leadership, direction, and support and am accountable to ensure environmental programs and processes are compliant with state regulations.
  • Maintains documentation of required compliance records (SPCC, SWPPP, Air Permits, Flood Contingency Plans, etc).
  • Develops and conducts environmental training to field staff, specifically Spill Prevention, Control & Countermeasures regulations.
  • Develops and shares best environmental practices to Operations and works to ensure that the environmental risks are understood and that mitigation plans are in place.
  • Verify compliance regulations and permits based on the state regulations and communicate those requirements and statuses with Management and Operations.
  • Support incident and spill records internally and communicate with state officials on rectifying any issues.
  • Provide monthly required reports for oil, gas and injected water to the NDIC, BLM and Department of Energy.
  • Communicate with State and Federal Departments on permitting (APD) and work performed on our locations (sundry).
Candidate Info
10
years in
workforce
3
years
at this job
BS
International Business
6

Data Reporting and Financial Regulatory Compliance Specialist

  • Consult department leaders and offer an opportunity to consistently strengthen business units through strategic, proactive measures - such as best practices, internal controls, and benchmarking
  • Work with business units in the development and filing of new endorsements, coverages, rules, rating plans, classification methodologies and programs that conform to applicable law while meeting business objectives.
  • Collect, review and log data into database for reporting and ensure accuracy and report deliverable timelines.
  • Edit and submit Worker's Compensation policies to the National Council on Compensation Insurance (NCCI) and Independent States. Maintain Workers' Compensation insurance forms, rules and rating plans so they follow regulatory requirements.
Candidate Info
1
year in
workforce
4
months
at this job
BS
Finance

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