Compliance Auditor Resume Samples

HIGH QUALITY

The best examples from thousands of real-world resumes

EXPERT APPROVED

Handpicked by resume experts based on rigorous standards

DIVERSE EXAMPLES

Tailored for various backgrounds and experience levels

Compliance Auditors ensure that a business operates within the policies, procedures and regulations set forth by a company and the local, state and federal laws. Such duties associated with example resumes of Compliance Auditors include ensuring that all documents are completed and signed in the manner set forward in the contract, and reviewing ICP documents, assessments, release forms, and intake forms for compliance. A four-year degree in accounting, finance, or a related field is a must, and an applicant can make his or her resume stand out by earning a master's degree as well.

For more information on what it takes to be a Compliance Auditor, check out our complete Compliance Auditor Job Description.

Want personalized resume advice? Get a FREE Resume Review

1

Compliance Auditor

Completed funding checklist and approved wire requests. Received two additional merit raises for excellent servicing and production.

  • Performed compliance audits. Recognized by supervisors for consistency and getting job done.
  • Reviewed all Insured Protection letters. Decreased errors by 25% that allowed team to receive
  • Prepared and distributed state required disclosures.
  • Reviewed Good Faith Estimates to ensure compliance with government regulations. Trained all
  • Ordered all office and equipment supplies. Reduced supply cost by 20%.
  • Facilitated all equipment maintenance request
Candidate Info
14
years in
workforce
3
years
at this job
BS
Business Administration
2

Compliance Auditor

Drafted compliance audit plan; Established monitoring schedule for Federal and State grants

  • Implemented standard grant procedures and controls to be used by all divisions
  • Developed monitoring procedures to be used by the Grants and Contracts Office
  • Conducted review of division with $10 million in Federal and State expenditures; Noted multiple issues and recommended corrective action
  • Led the internal control risk assessment team; Completed compliance risk assessment
  • Designed questionnaire to identify risks at the division level
  • Interviewed division personnel; Identified weaknesses and the need for entity-level controls
Candidate Info
12
years in
workforce
8
months
at this job
MA
Master of Arts
3

Senior Compliance Auditor, Pharmaceutical Patient Assistant Programs (independent Contractor)

Perform an average of 75 onsite facility audits annually of hospital and community health center pharmacies for fiscal, operational, and procedural compliance to Pharmaceutical Institutional Bulk Replacement Program standards.

  • Confirm accuracy of onside patient information including acceptable documentation for income, residency and insurance status (i.e., Governmental Aid, Commercial Insurance, Medicare, Medicaid and Affordable Care Act)
  • Guide facility health professionals in the optimization of EMR and Pharmacy databases to improve quality improvement metrics.
  • Interact with physicians, pharmacists, pharmacy technicians and nurses in order to provide recommendations and program enhancements.
  • Prepare final audit summary reports outlining audit findings and provide results to drug manufacturers in order to determine eligibility renewal.
  • Identified and recommended new revenue streams from existing business lines for a business growth of thirty percent (30%) in 2013 and a projected growth of forty-five percent (45%) in 2014.
  • Completed one hundred percent (100%) of field audits within time and budget guidelines.
Candidate Info
17
years in
workforce
7
years
at this job
BA
Psychology
Legal Studies
4

Compliance Auditor

Partnered with Internal Auditors to ensure compliance for all Student Finance files

  • Worked with National Auditors to address specific requests and questions regarding student files
  • Managed Federal Work Study awards for 120 campuses to ensure funds were accurately processed
  • Partnered with campus Presidents and Directors to ensure compliance between campus and Student Finance
  • Created Internal Audit reports
  • Oversaw Student Finance Representatives and audited their work for quality and compliance
Candidate Info
9
years in
workforce
2
years
at this job
BS
Criminology
MA
Instructional Design And Technology
5

Housing Compliance Auditor

Analyzed rules and regulations when determining Housing and Urban Development compliance guidelines.
Traveled 50% annually to administer compliance reviews to grantees. Completed 90% of my compliance
reviews in less than one week.

  • Conducted on-site reviews of multifamily housing assisted with Housing Assistance Payments
  • Proficient knowledge and certification in Fair Housing, Equal Credit, and Civil Rights.
  • Maintained effective working relationships primarily by providing technical support to owners,
Candidate Info
1
year in
workforce
8
months
at this job
BA
Business
6

Chief Compliance Officer and Chief Compliance Auditor

Performance-focused leader with a ten year track record of driving operational improvements that result in profit growth, increased productivity, and enhanced business practices. Champion of developing performance-based, low-cost solutions for the financial industry. Highly effective problem solver with expertise in regulatory compliance, financial and operational management.

  • Forged new Management Programs by aligning bank priorities with the bank’s goals.
  • Implemented new compliance procedures that resulted in an improved overall compliance rating for the bank.
  • Developed enhanced auditing procedures to comply with changes in the regulatory environment.
  • Implemented new Management Reports to the Board of Directors that improved the Board of Directors ability to manage the bank.
Candidate Info
14
years in
workforce
3
years
at this job
BA
Banking And Finance / Management
MA
Business Administration
7

Security Operations Compliance Auditor

  • Auditor: Enforced security compliance globally via audits of technology accounts using SQL and Excel for various applications.
  • Process Improvement: Created and implemented automated processes for the global audits.
  • Trainer: Created detailed documentation and provided training for team members on tasks considered level 1.
  • Globalization: Created a global asset loss process and performed a weekly compliance report using Pivot tables to capture global improvement and compliance.
  • Leader: Held weekly conference calls and presentations with the global management members for the new global asset loss process
Candidate Info
15
years in
workforce
7
years
at this job
BA
Bachelor of Arts
8

Quality Assurance & Compliance Auditor

Responsible for managing internal and external audits, interpreting policy and working with Senior Leadership to mitigate risk.

  • Achieved 1 club rating for site each year
  • Improved Divisional Internal Audit score from a 2.8% to 2.3% within three month period
  • Developed and implemented Self-Audit program to identify potential risk
  • Developed reporting and tracking system to communicate audit scores and effectiveness of corrective action plans
  • Worked with Senior Leadership in multiple departments to calibrate training and procedure implementation
  • Developed QA program in partnership with Admissions leadership to ensure adherence to policy and Program Integrity Rules in all admission interactions
  • Partnered with various departments including Legal Accreditation & Licensing and Corporate Compliance to ensure policy and procedures were being followed
  • Communicated potential risk to senior leadership and worked to develop mitigation solution
Candidate Info
23
years in
workforce
2
years
at this job
Education
9

Field Compliance Auditor

Supervised over 150 inspection stations

  • Performed audits for private security and concealed handgun companies
  • Prepared reports, issue citations, and warnings
  • Conducted training on policies, rules and regulations when required
  • Processed, investigated and resolved complaints and/or inquiries regarding business activities
Candidate Info
17
years in
workforce
2
years
at this job
BBA
Management
10

Compliance Auditor

Perform agreed upon procedure engagements examining books and records of multiple companies
signatory to a specific collective bargaining agreement

  • Analyze tax returns, payroll records, general ledger, subcontracting agreements, and any other business
  • Prepare a detailed agreed upon procedure report to present findings, and prepare the report for possible
  • Led engagement teams to perform large engagements, and trained new employees on specific clients
Candidate Info
16
years in
workforce
3
years
at this job
BS
Finance And Accounting

Free Professional Resume Critique

We have partnered with TopResume to bring you a FREE resume critique service. Upload your resume and within 48 hours TopResume will email you a detailed analysis of what hiring managers and automated systems think of your resume – and how to improve it.

Browse
Upload Resume File